Vendor Review & Due Diligence
Before you entrust client data and operations to a vendor, you need an independent view of what you are actually buying. We evaluate the technology partners your firm depends on — not from a sales deck, but from contracts, architecture, security posture, and operational reality.
What we examine
- Vendor financial stability and business continuity planning
- Security certifications and attestations (SOC 2 and similar)
- Data residency, handling practices, and subprocessors
- SLA quality, support responsiveness, and escalation paths
- Contract terms, renewal risk, and change-of-control clauses
- Concentration risk across your vendor portfolio
- Exit and transition planning if you need to move off the platform
What you receive
- Written findings report with risk-rated observations
- Executive summary suitable for boards and investment committees
- Prioritized remediation and negotiation recommendations
- Follow-up review session to walk through findings with your leadership team
Who this is for
RIAs, trust companies, multi-family offices, and wealth platforms evaluating or operating technology at fiduciary standard.
Request a consultation
Independent, confidential review — on your side of the table.
Request a consultation